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Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
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Consultation paper on discontinuing embedded commissions. Save the date - OSC Dialogue, October 12 Status Report - Proposed Best Interest Standard and Targeted Reforms OSC publishes paper on Responsive Market Regulation Request for Comment: Proposed Amendments to NI Prospectus Exemptions relating to Reports of Exempt Distribution OSC Publishes Report on Behavioural Insights in Financial Policy-Making and Regulation Transcript: Roundtable on Proposed Business Conduct Rules for Derivatives Dealers and Advisers White paper: Proposed NI Derivatives: Mandating a summary disclosure document for exchange - traded mutual funds and its delivery - notice of amendments to NI and CP CSA notice of National Instrument mandatory central counterparty clearing of derivatives and related Companion Policy Amending instruments for OSC Rules Fees and Commodity Futures Act fees.
News Releases Notices from Proceedings Upcoming Proceedings Regulatory Updates Out for Comment New for Investors June 20, OSC News Release: OSC Launches Revamped Investor Education Website GetSmarterAboutMoney. OSC Announces New Chair, Members of Investor Advisory Panel June 19, OSC News Release: OSC Requests Applications for Small and Medium Enterprises Committee June 19, OSC News Release: OSC Announces Roundtable on the Option of Discontinuing Embedded Commissions June 15, OSC News Release: OSC Publishes Report on Exempt Market Activity June 8, CSA News Release: Canadian Securities Regulators Seek Comment on Proposed Amendments to Report of Exempt Distribution June 8, OSC News Release: OSC Seeks Members for Market Structure Advisory Committee View More.
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June 19, Notice from the Office of the Secretary: In the Matter of Home Capital Group Inc. In the Matter of Eco Oro Minerals Corp.
In the Matter of Nixon Lau et al. June 16, Notice from the Office of the Secretary: In the Matter of Garth H.
June 15, Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. June 14, Notice from the Office of the Secretary: June 13, Notice from the Office of the Secretary: In the Matter of Jonathan Financial Inc.
June 26, 9: June 26, August 9, June 19, Notice and Request for Comments Regarding the Rules of Procedure and Forms and Practice Guideline of the Ontario Securities Commission Comments close: July 7, Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers Comments close: July 28, Proposed National Instrument Prohibition of Binary Options and Related Proposed Companion Policy Comments close: September 1, Proposed National Instrument Derivatives: Business Conduct and a related proposed companion policy Comments close: September 6, Proposed Amendments to NI Prospectus Exemptions relating to Reports of Exempt Distribution View More.
June is Seniors Month; Retirement Toolkit; Meet CARP's Wanda Morris; How Much You Need to Save for Retirement; RRSP Savings Calculator May 12, Binary Options Ban; Best Interest Standard; Mother's Day; Behavioural Insights; Investor Advisory Panel; Meet Jean-Paul Bureaud March 29, Behavioural Insights Report; Risk Tolerance; Pay Down Debt or Invest Calculator; Bonds; Meet Tyler Fleming, Investor Office Director March 24, Spring Cleaning; Comment on Draft OSC Priorities; Bear Markets; Derivatives; Meet Kevin Fine, Derivatives Branch Director March 9, Fraud Prevention Month; Binary Options; Online Investment Advisors Robo-Advisors ; Become a Member of the Investor Advisory Panel March 3, Scion Forex Account Management View More.
The exempt market - learn more. Investors Information regarding OSC efforts to protect and raise awareness among investors. FAQs Frequently asked questions about investing in the market and the securities industry.
Working at the OSC Learn more about career opportunities at the OSC. OSC Bulletin The official record of the activities of the OSC, published weekly online. Investor Warnings Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors. JavaScript is disabled or not supported by this browser. This website works best with JavaScript enabled.