Forex hedge fund regulation uk
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Commodity Futures Trading Commission CFTC announced the filing of a civil enforcement action in the U. District Court for the Central District of California, Eastern Division, against Capitol Equity FX LLC, a purported hedge fund operating in California, and its principals and agents, Robert Leland Johnson IV and Marisa Elena Johnson, both of Chino, California collectively, Defendants.
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The CFTC Complaint, filed on April 19,charged Defendants with commodity futures fraud; off-exchange, leveraged or margined retail foreign currency forex fraud; commodity pool fraud; and failure to register with the CFTCas required. As alleged, the Defendants knowingly made material misrepresentations and omissions concerning their trading abilities, strategies, and profits for the purpose of enticing pool participants to transfer funds to Defendants.
Defendants allegedly also created and provided pool participants with fabricated performance statements and account documents designed to mislead pool participants.
The Complaint further charges that these fraudulent documents falsely reflected significant trading profits, concealed losses, and overstated account balances by millions of dollars. In its continuing litigation, the CFTC seeks full restitution to defrauded pool participants, disgorgement of ill-gotten gains, civil monetary penalties, permanent registration and trading bans, and a permanent injunction against future violations of federal commodities laws, as charged.
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